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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points