Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

FIT 2.3 Financial soundness

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

PERG 15.2 General

COLL 4.4 Meetings of Unitholders and service of notices

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

CASS 9.2 Prime broker's daily report to clients

IPRU-INV 5.8 Calculation of own funds and liquid capital

COLL 7.2 Suspension and restart of dealings

CONC 6.6 Pawn broking: conduct of business

PERG 8.33 Introducing

PERG 15.1 Introduction

BIPRU 5.2 The central principles of credit risk mitigation

EG 20.1 Introduction

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures