Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

…

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.8 Joining the Financial Ombudsman Service

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 6.4 Management expenses

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

PERG 4.10B Regulation of buy to let lending

EG 4.14 Joint investigations with the PRA

APER 4.2 Statement of Principle 2

IPRU-INV 12.1 APPLICATION AND PURPOSE

IFPRU 11.4 Information for resolution plans

MAR 1.10 Statutory exceptions