Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13A.3 Qualifications for authorisation under the Act

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

COBS 4.13 UCITS

COLL 6.1 Introduction and Application

IPRU-INV 1.1 PURPOSE

PERG 8.17A Financial promotions concerning insurance distribution activities

SUP 14.2 Changes to branch details

PERG 15.3 Payment services

PRIN 4.1 Principles: MiFID business

COND 1.1A Application

PERG 1.2 Introduction

SUP 16.5 Annual Close Links Reports

EG 16.2 Disapplication orders

COLL 7.1 Introduction

COLL 2.1 Authorised fund applications

MAR 4.3 Support of the Takeover Panel's Functions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy