Search Result

681 - 700 of 1619 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services