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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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