Search Result

641 - 660 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PR App 3.1

As Published: 2005

PR App 3.1

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)