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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

PERG 2.4 Link between activities and the United Kingdom

CASS 8.3 Records and internal controls

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

LR 18.2 Requirements for listing

IFPRU 4.6 Internal ratings based approach: probability of default

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

CONC 3.3 The clear fair and not misleading rule and general requirements

COLL 3.2 The instrument constituting the fund

COBS 14.4 Provision of information by an intermediate Unitholder

BIPRU 7.9 Use of a CAD 1 model

PR 2.5 Omission of information

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974