Search Result

561 - 580 of 1540 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers