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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

LR 14.1 Application

As Published: 2005

LR 14.1 Application

CASS 7.17 Statutory trust

As Published: 2017

CASS 7.17 Statutory trust

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

SYSC 4.7

As Published: 2015

SYSC 4.7

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions