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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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COND 1.3 General

As Published: 2013

COND 1.3 General

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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SYSC 4.7

As Published: 2015

SYSC 4.7

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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