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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement