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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation