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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SYSC 4.8

As Published: 2015

SYSC 4.8

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation