Search Result

261 - 280 of 1397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations