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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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REC 2.16 Complaints

SYSC 4.7

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

COLL 11.6 Winding up, merger and division of master UCITS

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

REC 3.21 Criminal offences and civil prohibitions

SUP 18.2 Insurance business transfers

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

COCON 1.1 Application

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.30 The Mortgage Credit Directive Order

PERG 4.1 Application and purpose

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SYSC 4.1 General requirements

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

LR 14.3 Continuing obligations

SYSC 1.4 Application of SYSC 11 to 28

REC 2.11 Custody