Search Result

681 - 700 of 1461 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

…

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

…

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

…

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

…

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

…