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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COLL 4.2 Pre-sale notifications

COLL 4.8 Notifications for UCITS master-feeder arrangements

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PERG 2.3 The business element

SUP 15.6 Inaccurate, false or misleading information

APER 4.4 Statement of Principle 4

PR 2.2 Format of prospectus

SUP 11.9 Changes in close links

LR 19.2 Requirements for listing

SYSC 4.6

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

DEPP 3.1 The Regulatory Decisions Committee

MAR 1.3 Insider dealing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation