Search Result

201 - 220 of 1529 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement