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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 3.1 Introduction

EG 4.8 Scoping discussions

SYSC 5.2

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 19.18 Counter-Terrorism Act 2008

EG 5.5 The settlement discount scheme

DEPP 6.6 Financial penalties for late and incomplete submission of reports

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 19.20 Payment Services Regulations 2017

PERG 4.11 Link between activities and the United Kingdom

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 7.1 The FCA’s use of sanctions

SUP 10C.13 Variation of conditional and time-limited approvals

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

DEPP 6A.1 Introduction

REC 2.16 Complaints

MAR 5.6 Reporting requirements

SUP 10C.11 Statements of responsibilities