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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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Similar To

SUP 5.5 Duties of firms

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.5 Arranging regulated mortgage contracts

SYSC 4.7

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

EG App 3.1 The FCA

CASS 5.5 Segregation and the operation of client money accounts

COBS 11.2 Best execution for AIFMs and residual CIS operators

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 2.4 Case selection: Unauthorised business

SYSC 10.1 Application

DTR 1.4 Suspension of trading

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy