Search Result

521 - 540 of 1563 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained