Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 9.9 Disclosure after sale: home reversion plans

LR 14.2 Requirements for listing

CASS 11.12 CASS 11 resolution pack

PERG 4.10A Activities regulated under the Mortgage Credit Directive

COND 2.3 Effective supervision

MCOB 1.3 General application: where?

LR 17.3 Requirements with continuing application

REC 4.5 FCA supervision of action by UK RIEs under their default rules

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

CONC 1.2 Who? What? Where?

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

PERG 14.7 Exemptions

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SYSC 7.1 Risk control

SUP 13.7 Changes to cross border services

SYSC 4.3A Management body and nomination committee

GEN 4.2 Purpose

ICOBS 1.1 The general application rule

DTR 8.5 Supervision of primary information providers