Search Result

341 - 360 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

COND 1.3 General

As Published: 2013

COND 1.3 General

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms