Search Result

241 - 260 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking