Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

CASS 12.1 Application

LR 9.2 Requirements with continuing application

REC 4.6 The section 296 power to give directions

SUP 13.2 Introduction

COLL 2.1 Authorised fund applications

PERG 9.1 Application and Purpose

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

PERG 1.2 Introduction

SUP App 3.6 Freedom to provide services

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 10.4 Position reporting

REC 3.4 Members of the management body and internal organisation

SUP 10C.16 References and accurate information

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

EG 9.6 Applications for variation or revocation of prohibition orders

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 16.9 Appointed representatives annual report

IFPRU 11.3 Group recovery plans