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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation