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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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DTR 8.4 Continuing obligations

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 13.7 The territorial application of MiFID [deleted]

MAR 10.3 Position management controls

DTR 8.5 Supervision of primary information providers

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

PERG 8.12 Exemptions applying to all controlled activities

REC 4.2B Exercise of passport rights by a UK RIE

SYSC 3.2 Areas covered by systems and controls

REC 2.15 Discipline

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 4.2 Persons who effectively direct the business

SUP 5.3 Policy on the use of skilled persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 5.4 Appointment and reporting process

SYSC 9.1 General rules on record-keeping