Search Result

161 - 180 of 916 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SYSC 4.8

As Published: 2015

SYSC 4.8

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PR App 3.1

As Published: 2005

PR App 3.1

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose