Search Result

161 - 180 of 1029 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule