Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.1 Application

COBS 14.2 Providing product information to clients

COBS 11.1 Application

MCOB 3B.1 Provision of general information

CONC 3.1 Application

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

MIPRU 5.2 Use of intermediaries

GEN 4.1 Application

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 18.3 Insurance business transfers outside the United Kingdom

DISP App 1.6 Valuing Relevant Benefits

PERG 5.14 Exemptions

GEN 4.2 Purpose

PERG 8.3 Financial promotion

CONC 5A.5 Consequences of contravention of the cost caps

LR 9.7A Preliminary statement of annual results, and statement of dividends

DISP 1.4 Complaints resolution rules

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 8.2 When a sponsor must be appointed or its guidance obtained