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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

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LR 9.8 Annual financial report

EG 2.3 Case selection: Threshold Conditions cases

REC 4.3 Risk assessments for UK recognised bodies

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 1A.3 The FCA's approach to supervision

EG 10.4 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

SUP 1A.4 Tools of supervision

EG 20.1 Introduction

PERG 4.11 Link between activities and the United Kingdom

SUP 1A.2 Introduction

LR 8.2 When a sponsor must be appointed or its guidance obtained

EG 7.2 Alternatives to sanctions

LR 9.5 Transactions

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 3.2A Information requests (section 122A)

EG 3.2B Information requests (section 122B)

DEPP 6.5A The five steps for penalties imposed on firms

EG 4.5 Notice of termination of investigations