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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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COLL 14.1 Introduction

As Published: 2016

COLL 14.1 Introduction

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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