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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

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MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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