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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF