Search Result

1001 - 1020 of 1694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26