Search Result

81 - 100 of 1475 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]