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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

BIPRU 7.10 Use of a Value at Risk Model

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DEPP 4.1 Executive decision maker

SYSC 4.8

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 19.22 Decision making under the Payment Services Regulations

EG 20.2 Information gathering and investigation powers

MAR 9.5 Frequently Asked Questions

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 20.3 Decision making under the CCA Order

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COND 2.3 Effective supervision

CREDS 10.1 Application and purpose

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 12.1 The FCA’s general approach