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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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