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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations