Search Result

761 - 780 of 1191 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money