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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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