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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

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SYSC 4.8

As Published: 2015

SYSC 4.8

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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