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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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Similar To

DISP App 1.5 Additional considerations

COLL 3.2 The instrument constituting the fund

BIPRU 5.1 Application and purpose

FEES 4.2 Obligation to pay periodic fees

REC 4.3 Risk assessments for UK recognised bodies

DISP App 3.1 Introduction

REC 2.13 Promotion and maintenance of standards

SYSC 2.2 Recording the apportionment

EG 18.1 Cancellation on the FCA’s own-initiative

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

REC 2.16 Complaints

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

CONC 10.2 Prudential resources requirements

MCOB 9.3 Pre-application disclosure

SUP 16.11 Product Sales Data Reporting

EG 19.27 Alternative Investment Fund Managers Regulations 2013

MIPRU 4.3 Calculation of annual income

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 5.4 Appointment and reporting process