Search Result

461 - 480 of 1636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements