Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

…

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IFPRU 4.6 Internal ratings based approach: probability of default

SUP 10A.2 Purpose

DISP App 3.5 Re-assessing rejected claims at step 1

EG 7.6 Private warnings

LR 5.2 Cancelling listing

EG 12.1 The FCA’s general approach

LR 3.3 Shares

DISP 1.10 Complaints reporting rules

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP 9.2 Making a request for individual guidance

FEES 9.2 PSR fees

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 1.2 Purpose, status and quotations, notes or references

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SYSC 8.1 General outsourcing requirements

CONC 8.2 Conduct standards: debt advice

LR 5.3 Requests to cancel or suspend

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS