Search Result

401 - 420 of 1788 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SYSC 4.9

As Published: 2015

SYSC 4.9

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms