Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COND 2.2 Location of offices

EG 2.9 FCA guidance and supporting materials

DISP INTRO 1 Introduction

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 19A.1 General application and purpose

COLL 2.1 Authorised fund applications

REC 4.2G Reports by skilled persons

REC 3.23 Default

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 16.18 AIFMD reporting

EG 20.1 Introduction

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SYSC 12.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

SUP 15.2 Purpose

COCON 3.1 General factors for assessing compliance

SUP 15.4 Notified persons

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers