Search Result

381 - 400 of 1643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions