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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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SYSC 5.2

As Published: 2015

SYSC 5.2

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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